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Current Opening

Compliance Officer

We are looking for a Compliance Officer whose primary goal will be to ensure that our business operations adhere to all relevant legal, regulatory and internal rules at all times.

Responsibilities

Effectively manage the legal compliance program for the firm's investment advisory business

Create internal controls and monitor adherence to them

Set plans to manage any compliance violations

Draft, review and revise company policies, as needed

Audit processes, practices and documents to identify risks

Collaborate with external auditors when needed

Educate employees on compliance requirements and address their compliance-related concerns and queries

Qualifications

Should be first class graduate in law, finance, economics or a related field

Company Secretaries will be given preference

3-5 years of experience in compliance/risk management

Familiarity with investment research industry practices and professional standards

Strong communication skills

Aptitude for data analysis and attention to detail

Motivated to work in small teams

Compensation & Benefits

Attractive compensation at par with industry standards

Job Location

Delhi/NCR

To apply, send your CV to careers@valueresearchonline.com

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